James J. Moylan and Associates, P.C. is a specialized law firm focusing on securities and commodity futures law, offering expert guidance in arbitration, mediation, compliance, and enforcement matters. With extensive experience handling nearly 100 cases in this niche domain, the firm stands out for its deep industry knowledge and personalized approach to resolving complex financial disputes.
The firm provides dedicated representation for broker-dealers, investment advisors, fund managers, futures commission merchants, and other financial professionals, assisting them in navigating federal and state regulatory agencies and self-regulatory organizations. Its practice is built on a foundation of practical experience, ensuring clients receive strategic counsel in investigative, disciplinary, administrative, and enforcement proceedings, as well as in litigation and appeals.
Services Offered
- Arbitration
- Mediation
- Compliance & Enforcement
- Expert Witness Services
- Business Entity Formation
- Litigation
- Administrative Proceedings
- Regulatory Guidance
- Securities Dispute Resolution
- Commodity Futures Dispute Resolution
- Investigation Defense
- Disciplinary Action Defense
- Civil Injunction Defense
- Criminal Referral Defense
James J. Moylan and Associates serves clients nationwide, representing a wide range of professionals in the securities and commodities sectors with a focus on achieving favorable outcomes through meticulous preparation and advocacy.
