Guiliano Law Group PC is a nationally recognized securities arbitration and investment fraud law firm with a dedicated Los Angeles office, specializing exclusively in representing investors who have suffered financial losses due to broker misconduct or defective investment products. With over 30 years of experience, the firm stands out for its deep expertise in FINRA arbitration and its commitment to holding brokerage firms accountable through aggressive, knowledgeable advocacy.
The firm operates as a boutique practice with a nationwide reach, focusing solely on investor claims and offering contingent fee representation to ensure clients incur no costs unless a recovery is made. Their team is highly respected by arbitrators and peers alike for their tenacious litigation style, comprehensive understanding of complex financial products, and dedication to client-centered service. They primarily represent individuals, retirees, trusts, pension plans, and institutions in disputes involving securities fraud, negligence, and regulatory violations.
Services Offered
- FINRA Securities Arbitration
- Investment Fraud Litigation
- Representation in Claims Involving Breach of Fiduciary Duty
- Churning (Excessive Trading)
- Unauthorized Trading
- Stockbroker Theft
- Misappropriation of Customer Funds
- Selling Away (Unapproved Investments)
- Failure to Supervise
- Failure to Disclose Risk
- Failure to Conduct Due Diligence
- Failure to Diversify
- Failure to Execute
- Failure to Warn
- Elder Financial Abuse
- Negligent Retirement Planning
- Excessive Markups and Fees
- Conflicts of Interest
- False Statements and Omissions
- Forgery and Document Alteration
- Boiler-Room High Pressure Sales
- Romance and Internet Scams
- Wrongful Third Party Investment Referrals
- Cybertheft
- Ponzi Schemes
- Claims Involving Defective Financial Products
- Alternative Investments
- Structured Products
- High Yield Bond Funds
- Non-Marketable Real Estate Investment Trusts (REITs)
- Inverse and Leveraged ETF Funds
- Private Placements
- Promissory Notes
- Variable Annuities
- Municipal Bonds
- Hedge Funds
- Penny Stocks and Low Priced Securities
- Ultra-Short Bond Funds
- Variable Interest Rate Structured Products
- Unsuitable Investment Recommendations
- Overconcentration
- Retirement Planning Fraud
- Regulation Best Interest Violations
- Retail Bank Cross Selling Disputes
- Group Investor Claims
- Free Confidential Case Evaluations
Headquartered in Philadelphia with additional offices in Los Angeles and Aventura, the firm serves clients nationwide and offers consultations in English. They are members of the Public Investors Advocacy Bar Association (PIABA) and have a proven record of achieving favorable outcomes for investors through skilled arbitration and litigation.
