HLBS Law is a specialized legal firm providing nationwide representation exclusively for financial advisors, brokers, and other securities industry participants. The firm stands out for its focused expertise in protecting the careers and legal rights of financial professionals facing regulatory, employment, and disclosure-related issues.
With a team of experienced securities attorneys, HLBS Law adopts a client-centered approach, offering robust defense during investigations and strategic advocacy in dispute resolutions. They serve financial professionals nationwide who are confronting regulatory scrutiny, wrongful termination, or reputational challenges, ensuring personalized and aggressive legal support to safeguard their livelihoods and professional standing.
Services Offered
- Arbitration (including FINRA and other types)
- Investigations (regulatory and internal firm inquiries)
- Expungement (removing negative disclosures from BrokerCheck, CRD, IARD, IAPD)
- Terminations (wrongful termination claims and career protection)
- Civil Court litigation
- Mediation and alternative dispute resolution
- Securities industry legal counsel
- Broker misconduct defense
The firm offers services across the United States and is equipped to handle multi-state regulatory investigations. Their attorneys are dedicated to achieving favorable outcomes through arbitration, mediation, or court proceedings, emphasizing transparency, efficiency, and client advocacy.
