The Gilmore Firm, LLC is a boutique law firm specializing in the legal and compliance needs of financial services firms, offering a unique perspective shaped by direct regulatory and in-house experience at global investment banks. The firm stands out for its comprehensive counsel to investment advisors, broker-dealers, and private funds, as well as its dedicated representation of individual investors harmed by unethical brokerage practices.
Leveraging a background as both a regulator and in-house compliance officer, the firm provides strategic, well-rounded advice that addresses both legal and operational challenges within the financial sector. It serves a diverse clientele including investment advisory firms, broker-dealers, private funds, and individual investors seeking justice and financial recovery.
Services Offered
- Investment Advisory Legal Services
- Broker-Dealer Legal Services
- FINRA Arbitration Representation
- Securities Arbitration
- Compliance Counseling for Financial Services Firms
- Representation for Individual Investors in Disputes
- Private Funds Legal Advice
