Bryan Hill, Attorney at Law is a specialized legal practice based in Omaha, Nebraska, dedicated exclusively to serving investment advisers. The firm stands out for its deep focus on the regulatory and business needs of investment advisory firms, offering tailored legal solutions in a complex and highly regulated industry.
Bryan Hill brings relevant legal experience and industry fluency to each engagement, assisting clients with everything from launching new firms to managing transitions and exits. The practice is particularly adept at navigating investigations by the SEC and state securities bureaus, providing counsel that aligns with both legal requirements and business objectives. Target clients include registered investment advisers, firms undergoing structural changes, and those facing regulatory scrutiny.
Services Offered
- Structuring and formalizing investment adviser business agreements
- Drafting and reviewing client agreements
- Negotiating promoter/solicitor arrangement agreements
- Preparing joint venture agreements
- Drafting sub-advisory agreements
- Creating independent contractor IAR agreements
- Structuring bank network agreements
- Negotiating wrap sponsor agreements
- Drafting technology platform agreements
- Conducting internal investigations of customer complaints
- Representing investment advisers during SEC investigations
- Representing investment advisers during Nebraska Securities Bureau investigations
- Counseling on the purchase or sale of an investment advisory practice or entity
- Providing guidance on IAR transitions between firms
- Acting as local counsel for registration and non-registration matters
- Preparing sample agreements for non-investment adviser act scenarios
- Offering e-signature and document execution services
Admitted to practice in Iowa and Nebraska, Bryan Hill Law serves investment advisers primarily in these states and nationally where federal regulations apply. The firm’s focused approach ensures that clients receive knowledgeable and precise legal support for industry-specific challenges.
