Donohoe Advisory Associates LLC is a premier legal and advisory firm specializing in securities exchange listing matters for publicly traded companies and law firms. Founded in 2004, the firm stands out for its unparalleled expertise in navigating the complex regulatory landscape of national securities exchanges, with a team that includes former senior NASDAQ officials.
The firm leverages decades of direct exchange experience to provide strategic guidance on listing compliance, corporate governance, and transaction structuring. It has successfully advised over 300 companies in delisting proceedings and maintains strong relationships with major exchanges and law firms nationwide. Donohoe Advisory is particularly valued by emerging growth companies, publicly traded firms facing compliance challenges, and legal teams seeking specialized exchange-related counsel.
Services Offered
- Get Listed: Assistance with preparation and submission of listing applications for national securities exchanges
- Stay Listed: Representation and advisory services for companies facing delisting proceedings
- Go Public: Guidance on Initial Public Offerings (IPOs) and reverse mergers
- Reverse Mergers: Advisory services for going public through alternative transaction structures
- Corporate Governance: Expert advice on maintaining compliant governance structures
- Financing and Acquisition Transaction Structuring: Creative structuring to satisfy exchange rules and obtain approvals
- Exchange Rule Compliance: Proactive identification and resolution of listing rule issues
- NASDAQ Diversity Rule Compliance: Guidance on board diversity disclosure requirements
- Reverse Stock Split Advisory: Assistance with new notification and disclosure requirements
- Listing Exception Strategies: Development of plans to maintain listings during compliance challenges
- Delisting Hearing Representation: Presentation and advocacy before exchange panels
- Shareholder Approval Compliance: Evaluation and restructuring of transactions to meet voting rights requirements
The firm serves clients nationwide and maintains particular expertise with NASDAQ, NYSE, and CBOE exchange requirements. Its team includes former NASDAQ Chief Counsel and Senior Counsel, providing unmatched institutional knowledge and direct access to exchange decision-makers.
