The Law Offices of Howard M. Rosenfield is a nationally recognized securities arbitration and stockbroker fraud law firm dedicated to representing investors who have suffered financial losses due to broker or advisor misconduct. With over 35 years of experience, the firm stands out for its deep expertise in FINRA arbitration, mediation advocacy, and its commitment to recovering tens of millions of dollars in lost assets for clients across the United States and internationally.
Led by Attorney Howard Rosenfield, a seasoned professional with prior corporate counsel experience, the firm brings a business-oriented perspective to investor representation. It focuses on claims involving unsuitable investments, fiduciary breaches, and financial exploitation, particularly affecting retirees, elderly investors, trusts, estates, and institutional clients. The firm offers free consultations and claim evaluations, emphasizing personalized, informed advocacy in arbitration forums like FINRA, JAMS, and the American Arbitration Association.
Services Offered
- Securities Arbitration
- Stockbroker Fraud Claims
- FINRA Mediation
- Financial Abuse of the Elderly
- Variable Annuities Disputes
- Leveraged ETFs Claims
- Private Placement Litigation
- Oil & Gas Overconcentration Cases
- Negligent Supervision Claims
- Breach of Fiduciary Duty
- LJM Funds Misrepresentation
- Promissory Notes Fraud
- Churning (Excessive Trading)
- Unsuitability Claims
- EB-5 Abuse Cases
- Structured Financial Products Disputes
- Non-Traded REITs Claims
- Margin Account Abuse
- Mutual Fund Switching
- Hedge Fund Disputes
- Affinity Fraud Recovery
- Microcap Fraud Arbitration
- Tax Shelter Litigation
- ERISA Deferred Compensation Disputes
- Commodity Trading Loss Recovery
- Options Trading Unsuitability
- Failure to Diversify Claims
- Loss Management and Asset Allocation Disputes
- Securities Misrepresentation
- Unauthorized Transactions
- Selling Away (Private Securities Transactions)
- Pump and Dump Scheme Recovery
- Volatility Product Misrepresentation
- Reverse Convertible Notes Claims
- Business Development Companies (BDCs) Disputes
- Unit Investment Trusts (UITs) Claims
- IRA Abuse Cases
- Elder Fraud Financial Exploitation
The firm represents clients nationwide and internationally, including individuals from The Netherlands, United Kingdom, France, Ethiopia, Isle of Man, the Philippines, and Brazil. With offices in Farmington, Connecticut, and Boca Raton, Florida, it leverages over three decades of successful case results and arbitration experience to serve a diverse clientele seeking justice for investment misconduct.
