Law Offices of Patrick J. Burns, Jr., P.C. is a nationally recognized securities law firm specializing in guiding financial advisors through the transition to independence and providing ongoing legal support to established investment advisory firms. The firm’s exclusive dedication to the unique challenges faced by breakaway advisors distinguishes it as a trusted legal partner in the financial services industry.
With a focus on protecting the best interests of advisors leaving wirehouse firms, the team offers tailored legal assistance to a diverse clientele, from those managing small books of business to advisors overseeing multi-billion dollar practices. Their approach combines deep regulatory knowledge with practical guidance for firm formation, compliance, and growth strategies.
Services Offered
- Investment adviser registration
- Transition counseling
- Mergers and acquisitions
- Outsourced general counsel
- Business entity formation
- Employment/partnership agreement review
- Handling promissory note issues
- Securities law advisory
