Oakes & Fosher, LLC is a nationally recognized securities litigation law firm dedicated to recovering investment losses for individual and institutional investors. Specializing exclusively in securities fraud and broker misconduct, the firm has established itself as a leader in FINRA arbitration, having won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country since 2007.
With over 20 years of experience, the firm leverages its deep expertise in state and federal securities regulations to hold negligent brokers and brokerage firms accountable. They operate on a contingency fee basis, requiring no attorney’s fees unless they recover funds for their clients. Their proven track record includes recovering over $100 million in private arbitration and assisting more than 1,000 investors nationwide, focusing on cases involving misconduct, unsuitability, and fraudulent investment schemes.
Services Offered
- Securities Fraud Representation
- FINRA Arbitration
- Stockbroker Fraud
- Elder Fraud
- Ponzi Scheme Recovery
- Conversion Fraud
- Annuity Fraud (Equity Indexed Annuities, Variable Annuities)
- Insurance Fraud (Variable Life Insurance Fraud, Whole Life Insurance Fraud)
- Broker Negligence
- Churning & Excessive Trading
- Alternative Investments Disputes (Non-Traded REITs, Non-Traded BDCs, Private Placements, Promissory Notes)
- Excessive Trading/Churning Claims
- Representation for Individual Investors, Corporations, Trusts, Pension Plans, and Charitable Organizations
The firm serves clients across the United States and has litigated cases against the vast majority of brokerage firms operating nationally. Their team is equipped to handle complex arbitration and litigation matters with a focus on confidentiality and aggressive pursuit of client compensation.
